|
CSI Real Estate Units
|
512110
|
Unknown
|
Unknown
|
NA |
|
China 50 ETF Units Creation and Redemption
|
510051
|
Unknown
|
Unknown
|
NA |
|
INV CSI Health Units
|
512230
|
Unknown
|
Unknown
|
NA |
|
HanSheng Fund Units
|
500005
|
Unknown
|
Unknown
|
NA |
|
Anshun Fd Units
|
500009
|
Unknown
|
Unknown
|
NA |
|
HanXing Fund Units
|
500015
|
Unknown
|
Unknown
|
NA |
|
Bosera Stable Units Class A
|
160513
|
Unknown
|
Unknown
|
NA |
|
Bosera Fund Management Co. Ltd. - Bosera SSE 30-Year China Treasury Bond ETF
|
511130
|
Unknown
|
Unknown
|
-0.39% |
|
For SSE 180 ETF Units Exchange Traded Fund
|
510280
|
Unknown
|
Unknown
|
NA |
|
TaiHe Fund Units
|
500002
|
Unknown
|
Unknown
|
NA |
|
Guotai Asset Management Co Ltd - Guotai Jintai Securities Investment - Fund
|
500001
|
Unknown
|
Unknown
|
NA |
|
Chg Xn CSI Ene Units (LOF)
|
501002
|
Unknown
|
Unknown
|
NA |
|
China Universal Units Class -A- (LOF)
|
501005
|
Unknown
|
Unknown
|
NA |
|
Gfund Xinxin Units
|
501000
|
Unknown
|
Unknown
|
NA |
|
Caitong Multi-S Units
|
501001
|
Unknown
|
Unknown
|
NA |
|
CNAMC Xing He Units
|
500018
|
Unknown
|
Unknown
|
NA |
|
SSE Ctl S-O E50 Units Creation Redemption
|
510061
|
Unknown
|
Unknown
|
NA |
|
Chsh Agg BIEB Units
|
510182
|
Unknown
|
Unknown
|
NA |
|
JIANGSU PROTRULY VISION TECHNOLOGY GROUP CO LTD
|
600074
|
Unknown
|
Unknown
|
NA |
|
JP Morgan Asset Management (China) Co. Ltd - JP Morgan CSI A50 Index ETF
|
560350
|
Unknown
|
Unknown
|
-2.10% |
|
Gt RF Stbl GFDM Units
|
501017
|
Unknown
|
Unknown
|
NA |
|
Cn Southern Cru Units
|
501018
|
Unknown
|
Unknown
|
NA |
|
Penghua HK Stk Units
|
501025
|
Unknown
|
Unknown
|
NA |
|
Caitong Multi-s Units
|
501026
|
Unknown
|
Unknown
|
NA |
|
Yinfeng Sec Inv Fd Reg Units
|
500058
|
Unknown
|
Unknown
|
NA |
|
Fortune SG Units
|
501021
|
Unknown
|
Unknown
|
NA |
|
Yinhua Xinsheng Units
|
501022
|
Unknown
|
Unknown
|
NA |
|
Kerui Fd Units
|
500056
|
Unknown
|
Unknown
|
NA |
|
Penghua CSI HK Units
|
501023
|
Unknown
|
Unknown
|
NA |
|
Henan Yinge Industrial Investment Co Ltd
|
600069
|
Unknown
|
Unknown
|
NA |
|
Caitong Multi-S Units
|
501015
|
Unknown
|
Unknown
|
NA |
|
MeiDu Energy Corporation
|
600175
|
Unknown
|
Unknown
|
NA |
|
E Fund State-ow Units Class -A-
|
502007
|
Unknown
|
Unknown
|
NA |
|
E Fund State-ow Units Class -B-
|
502008
|
Unknown
|
Unknown
|
NA |
|
Chgshng CSI SW Units Class -A- Stable Income
|
502014
|
Unknown
|
Unknown
|
NA |
|
Harvest Yuanhe Units
|
505888
|
Unknown
|
Unknown
|
NA |
|
Chgshng CSI SW Units Class -B- Active Income
|
502015
|
Unknown
|
Unknown
|
NA |
|
Chang Xin CSI Units
|
502016
|
Unknown
|
Unknown
|
NA |
|
Chang Xin CSI Units Class -A-
|
502017
|
Unknown
|
Unknown
|
NA |
|
E Fund Sec Units
|
502010
|
Unknown
|
Unknown
|
NA |
|
E Fund Sec Units Class -A- Stable Income
|
502011
|
Unknown
|
Unknown
|
NA |
|
E Fund Sec Units Class -B- Active Income
|
502012
|
Unknown
|
Unknown
|
NA |
|
Chgshng CSI SW Units
|
502013
|
Unknown
|
Unknown
|
NA |
|
E Fund Nat Def Units
|
502003
|
Unknown
|
Unknown
|
NA |
|
E Fund Nat Def Units Class -A- Stable Income
|
502004
|
Unknown
|
Unknown
|
NA |
|
E Fund Nat Def Units Class -B- Active Income
|
502005
|
Unknown
|
Unknown
|
NA |
|
E Fund State-ow Units
|
502006
|
Unknown
|
Unknown
|
NA |
|
Western Leadbac Units
|
502000
|
Unknown
|
Unknown
|
NA |
|
Sinotrans Air Transportation Development Co Ltd
|
600270
|
Unknown
|
Unknown
|
NA |
|
Western Leadbac Units Class -A-
|
502001
|
Unknown
|
Unknown
|
NA |
|
Western Leadbac Units Class -B-
|
502002
|
Unknown
|
Unknown
|
NA |
|
SSE 180 High Units Exchange Traded Fund
|
510450
|
Unknown
|
Unknown
|
NA |
|
CNAMC Stab GSI Units
|
519029
|
Unknown
|
Unknown
|
NA |
|
Fortis Ht SIYBI Units
|
519023
|
Unknown
|
Unknown
|
NA |
|
Fortis Haitong Units
|
519026
|
Unknown
|
Unknown
|
NA |
|
Fortis Haitong Units
|
519025
|
Unknown
|
Unknown
|
NA |
|
Gt Jt Balanced Units
|
519020
|
Unknown
|
Unknown
|
NA |
|
GT Jind Val Sel Units
|
519021
|
Unknown
|
Unknown
|
NA |
|
INVESCO Great W Units
|
511890
|
Unknown
|
Unknown
|
NA |
|
DC Aggresive Gr Units
|
519017
|
Unknown
|
Unknown
|
NA |
|
DC Jingyang Le Units
|
519019
|
Unknown
|
Unknown
|
NA |
|
Cn Uni Bal Gr M Units
|
519018
|
Unknown
|
Unknown
|
NA |
|
Fortis Haitong Units
|
519013
|
Unknown
|
Unknown
|
NA |
|
Shenji Group Kunming Machine Tool Co Ltd
|
600806
|
Unknown
|
Unknown
|
NA |
|
Fortis HT BSFd Units Class No. 2
|
519015
|
Unknown
|
Unknown
|
NA |
|
Star Lake Biosc (No Min.)Regd.Notes 2011-7.7.17 Step-up
|
122081
|
Unknown
|
Unknown
|
NA |
|
Fortis HT BSFd Units Class No. 1
|
519011
|
Unknown
|
Unknown
|
NA |
|
ESSENCE Securit Units
|
511680
|
Unknown
|
Unknown
|
NA |
|
Fullgoal Tianbo Units
|
519035
|
Unknown
|
Unknown
|
NA |
|
HFT Solid Gain Units
|
519030
|
Unknown
|
Unknown
|
NA |
|
SSE 180 Units Creation Redemption
|
510011
|
Unknown
|
Unknown
|
NA |
|
Cn Uni Gr Focus Units
|
519068
|
Unknown
|
Unknown
|
NA |
|
Cn Uni Val Slct Units
|
519069
|
Unknown
|
Unknown
|
NA |
|
Wanjia Sta EYBS Units Class A
|
519186
|
Unknown
|
Unknown
|
NA |
|
Cn Uni B-S FDMS Units
|
519066
|
Unknown
|
Unknown
|
NA |
|
Wanjia Select M Units
|
519185
|
Unknown
|
Unknown
|
NA |
|
Wj Doub Eng FAM Units
|
519183
|
Unknown
|
Unknown
|
NA |
|
Wanjia 180 Ind Sec Units
|
519180
|
Unknown
|
Unknown
|
NA |
|
Wanjia Har Gth BSIF Units
|
519181
|
Unknown
|
Unknown
|
NA |
|
SSE Corp Bd ETF Units Exchange Traded Fund
|
511210
|
Unknown
|
Unknown
|
NA |
|
JP Morgan Asset Management (China) Co. Ltd - JP Morgan S&P HK Connec DLV Index ETF
|
513630
|
Unknown
|
Unknown
|
-0.77% |
|
INVES GW CSI800 Units
|
512210
|
Unknown
|
Unknown
|
NA |
|
New Cn Sel Gr Units
|
519089
|
Unknown
|
Unknown
|
NA |
|
New Cn SBCSI Units
|
519087
|
Unknown
|
Unknown
|
NA |
|
Lion Fund Management Co Ltd - Lion Fund SSE Emerging Industries ETF Index Fund
|
510260
|
Unknown
|
Unknown
|
NA |
|
Cn Uni Ench IBS Units Class A
|
519078
|
Unknown
|
Unknown
|
NA |
|
Zhuhai Boyuan Investment Co Ltd
|
600656
|
Unknown
|
Unknown
|
NA |
|
Dahua Group Dalian Chemical Industry Co Ltd
|
900951
|
Unknown
|
Unknown
|
NA |
|
Galaxy Competit Units
|
519668
|
Unknown
|
Unknown
|
NA |
|
Galaxy Yinx Tl BIFd Units B
|
519666
|
Unknown
|
Unknown
|
NA |
|
DaCh SH&SZ 300 IIFd Units
|
519300
|
Unknown
|
Unknown
|
NA |
|
Hwabao WP S&P China A Crotch Bonus Chance Index Exchange Traded Fund Units
|
562060
|
Unknown
|
Unknown
|
+0.28% |
|
Weinan Urban (6 % - 7 %) Regd.Notes 2011-8.6.17 Step-up
|
122804
|
Unknown
|
Unknown
|
NA |
|
Shanghai Potevio Co Ltd
|
900930
|
Unknown
|
Unknown
|
NA |
|
Harvest Fund Management Co Ltd - Harvest Express Money Market Fund H
|
511960
|
Unknown
|
Unknown
|
-0.05% |
|
BOCOM Sch Sel M Units
|
519688
|
Unknown
|
Unknown
|
NA |
|
BK Com Schr EYB Units
|
519680
|
Unknown
|
Unknown
|
NA |
|
SSE Mat Sec Units Exchange Traded Fund
|
510620
|
Unknown
|
Unknown
|
NA |
|
Huatai-PineBridge Fund Management Co Ltd - Huatai-PB Transaction type Money Market Fund
|
511830
|
Unknown
|
Unknown
|
+0.01% |
|
Hareon Solar Technology Co Ltd
|
600401
|
Unknown
|
Unknown
|
NA |
|
Galaxy Consumpt Units
|
519678
|
Unknown
|
Unknown
|
NA |
|
Dalian Dafu Enterprises Holdings Co Ltd
|
600747
|
Unknown
|
Unknown
|
NA |
|
Galaxy Ind Sele Units
|
519670
|
Unknown
|
Unknown
|
NA |
|
SSE Ene Sec ETF Units Exchange Traded Fund
|
510610
|
Unknown
|
Unknown
|
NA |
|
CS Zhongz 100 ISIFd Units
|
519100
|
Unknown
|
Unknown
|
NA |
|
Xinyu City Cons (6 1/2 % min./7 1/2 % max.) Regd.Notes 2011-11.1.18 Variable Rate
|
122849
|
Unknown
|
Unknown
|
NA |
|
Lionfund CSI500 Units
|
510520
|
Unknown
|
Unknown
|
NA |
|
BOCOM Sch Pio Units
|
519698
|
Unknown
|
Unknown
|
NA |
|
BOCOM Sch Gr M Units
|
519692
|
Unknown
|
Unknown
|
NA |
|
BOCOM Sta All CSIFd Units Class -A-
|
519690
|
Unknown
|
Unknown
|
NA |
|
HUAAN DAY XIN-H
|
511600
|
Unknown
|
Unknown
|
+0.0% |
|
Yinhua Ex Trade-A
|
511880
|
Unknown
|
Unknown
|
-0.01% |
|
Fortis Haitong Units
|
519005
|
Unknown
|
Unknown
|
NA |
|
Tebon Cash Bao E Units
|
511760
|
Unknown
|
Unknown
|
NA |
|
CN Uni Sel Comb SIF Units
|
519008
|
Unknown
|
Unknown
|
NA |
|
CFUND CSI BEIJI
|
512850
|
Unknown
|
Unknown
|
0% |
|
Fortis HaiT FRCSIFd Units
|
519007
|
Unknown
|
Unknown
|
NA |
|
Yinhua Core Val Units
|
519001
|
Unknown
|
Unknown
|
NA |
|
Fortis Haito Inc Fd Units
|
519003
|
Unknown
|
Unknown
|
NA |
|
AXA SPDB Bonus Units
|
519115
|
Unknown
|
Unknown
|
NA |
|
SSE 180 Equal Units
|
510420
|
Unknown
|
Unknown
|
NA |
|
AXA SPDB OYBI Units
|
519111
|
Unknown
|
Unknown
|
NA |
|
AXA SPDB Exquis Units
|
519113
|
Unknown
|
Unknown
|
NA |
|
AXA SPDB Value Units Class -A-
|
519110
|
Unknown
|
Unknown
|
NA |
|
Da Cheng CSI In Units
|
502036
|
Unknown
|
Unknown
|
NA |
|
Da Cheng CSI In Units Class -A- Stable Income
|
502037
|
Unknown
|
Unknown
|
NA |
|
Da Cheng CSI In Units Class -B- Active Income
|
502038
|
Unknown
|
Unknown
|
NA |
|
Zhonghai CSI Hi Units Class -B- Active Income
|
502032
|
Unknown
|
Unknown
|
NA |
|
Zhonghai CSI Hi Units
|
502030
|
Unknown
|
Unknown
|
NA |
|
Zhonghai CSI Hi Units Class -A- Stable Income
|
502031
|
Unknown
|
Unknown
|
NA |
|
Chgsh Tgzh SGM Units (LOF)
|
160805
|
Unknown
|
Unknown
|
NA |
|
Chang Xin CSI Units Class -B-
|
502018
|
Unknown
|
Unknown
|
NA |
|
Penghua FERROUS Units Class -B-
|
502025
|
Unknown
|
Unknown
|
NA |
|
Penghua New Sil Units
|
502026
|
Unknown
|
Unknown
|
NA |
|
Penghua New Sil Units Class -A-
|
502027
|
Unknown
|
Unknown
|
NA |
|
Penghua New Sil Units Class -B-
|
502028
|
Unknown
|
Unknown
|
NA |
|
Gfund SSE 50 Units Class -A- Stable Income
|
502021
|
Unknown
|
Unknown
|
NA |
|
Cq Dacheng Asse (5.78 % min./6.78 % max.) Regd.Notes 2010-2.6.17 Step-up
|
122870
|
Unknown
|
Unknown
|
NA |
|
Gfund SSE 50 Units Class -B- Active Income
|
502022
|
Unknown
|
Unknown
|
NA |
|
Penghua FERROUS Units
|
502023
|
Unknown
|
Unknown
|
NA |
|
Penghua FERROUS Units Class -A-
|
502024
|
Unknown
|
Unknown
|
NA |
|
ChinaAMC SHS 50 Units
|
501050
|
Unknown
|
Unknown
|
NA |
|
DC Ind Upgrade Units
|
160919
|
Unknown
|
Unknown
|
NA |
|
Gfund SSE 50 Units
|
502020
|
Unknown
|
Unknown
|
NA |
|
GF CSI Medical Units Class -B- Active Income
|
502058
|
Unknown
|
Unknown
|
NA |
|
Changsheng CSI Units Class -A-
|
502054
|
Unknown
|
Unknown
|
NA |
|
Changsheng CSI Units Class -B-
|
502055
|
Unknown
|
Unknown
|
NA |
|
GF CSI Medical Units
|
502056
|
Unknown
|
Unknown
|
NA |
|
GF CSI Medical Units Class -A- Stable Income
|
502057
|
Unknown
|
Unknown
|
NA |
|
E Fd SSE 50 Ind Units Class -Active Income-
|
502050
|
Unknown
|
Unknown
|
NA |
|
BEIJING HOMYEAR CAPITAL HOLDINGS CO LTD
|
600240
|
Unknown
|
Unknown
|
NA |
|
Changsheng CSI Units
|
502053
|
Unknown
|
Unknown
|
NA |
|
Sinovel Wind Group Co Ltd
|
601558
|
Unknown
|
Unknown
|
NA |
|
E Fd SSE 50 Ind Units
|
502048
|
Unknown
|
Unknown
|
NA |
|
E Fd SSE 50 Ind Units Class -Stable Income-
|
502049
|
Unknown
|
Unknown
|
NA |
|
Hongde Fund Management Co. Ltd. - Hongde 3Y Closed Operation Fengze Mixed Securities Inv
|
501071
|
Unknown
|
Unknown
|
NA |
|
Changsheng SSE Units
|
502040
|
Unknown
|
Unknown
|
NA |
|
Changsheng SSE Units Class -A- Stable Income
|
502041
|
Unknown
|
Unknown
|
NA |
|
Changsheng SSE Units Class -B- Active Income
|
502042
|
Unknown
|
Unknown
|
NA |
|
Chang Xin LBI Units
|
519989
|
Unknown
|
Unknown
|
NA |
|
Chang Xin Heng Units
|
519987
|
Unknown
|
Unknown
|
NA |
|
SJEC Corporation
|
601313
|
Unknown
|
Unknown
|
+4.21% |
|
Shanghai Potevio Co Ltd
|
600680
|
Unknown
|
Unknown
|
NA |
|
SSE Mrkt Value Units Exchange Traded Fund
|
510700
|
Unknown
|
Unknown
|
NA |
|
Huatai-PB Stabl Units Class A
|
519519
|
Unknown
|
Unknown
|
NA |
|
CN Uni Money Mkt Fd Units
|
519518
|
Unknown
|
Unknown
|
NA |
|
Chang Xin Yinli Units
|
519997
|
Unknown
|
Unknown
|
NA |
|
Chang Xin Jinli Units
|
519995
|
Unknown
|
Unknown
|
NA |
|
Chang Xin Incr Units
|
519993
|
Unknown
|
Unknown
|
NA |
|
CX Shuangli SFD Units
|
519991
|
Unknown
|
Unknown
|
NA |
|
CN Sth Sust Gwth Eq Units Class No. 1
|
202001
|
Unknown
|
Unknown
|
NA |
|
Taikang Fund Management Co. Ltd. - Taikang CSI Low Dividend Volatility Index ETF
|
560150
|
Unknown
|
Unknown
|
+0.68% |
|
Ji Lin Ji En Nickel Industry Co Ltd
|
600432
|
Unknown
|
Unknown
|
NA |
|
WJ Money Mkt Units Class A
|
519508
|
Unknown
|
Unknown
|
NA |
|
YINHUA CSI 500
|
562330
|
Unknown
|
Unknown
|
+0.41% |
