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22 Jul 2021 to 29 Jul 2021 Unknown Companies

Company Name Symbol Sector Industry Stock Return
CSI Real Estate Units 512110 Unknown Unknown NA
HFT Investment Management Co. Ltd. - HFT CSI Yangtze River Delta Leading ETF 515500 Unknown Unknown -5.81%
China 50 ETF Units Creation and Redemption 510051 Unknown Unknown NA
INV CSI Health Units 512230 Unknown Unknown NA
FUANDA Cash MM Units Class -A- 710501 Unknown Unknown NA
RT Lea Gwth SIF Units 161610 Unknown Unknown NA
HanSheng Fund Units 500005 Unknown Unknown NA
UBS SDIC Jin Units 001704 Unknown Unknown NA
Orient AMC Ruiy Units 169102 Unknown Unknown NA
Anshun Fd Units 500009 Unknown Unknown NA
HanXing Fund Units 500015 Unknown Unknown NA
Tianhong Cash Units Class -A- 420006 Unknown Unknown NA
AEGON-IND MM A Units 340005 Unknown Unknown NA
Bosera Stable Units Class A 160513 Unknown Unknown NA
Lombarda China Units 001810 Unknown Unknown NA
China Southern Fund Management Co Ltd - CSI 500 Raw Materials Index ETF 512340 Unknown Unknown 0%
CMF Fengtai Fle Units 161722 Unknown Unknown NA
Lombarda China Units Class -C- 001938 Unknown Unknown NA
Everbright Ruix Units Class -A- 001939 Unknown Unknown NA
Aegon-Ind Wenyi Units 001819 Unknown Unknown NA
New Cn Small Units 519097 Unknown Unknown NA
New China Axin Units 001814 Unknown Unknown NA
New Cn Flex Units 519099 Unknown Unknown NA
Huatai-PB Incen Units Class -A- 001815 Unknown Unknown NA
For SSE 180 ETF Units Exchange Traded Fund 510280 Unknown Unknown NA
New Cn Diamond Units 519093 Unknown Unknown NA
New Cn Sector Unites 519095 Unknown Unknown NA
TaiHe Fund Units 500002 Unknown Unknown NA
Guotai Asset Management Co Ltd - Guotai Jintai Securities Investment - Fund 500001 Unknown Unknown NA
CMF Fengxiang F Units Class -A- 001841 Unknown Unknown NA
HUASHANG NDFDM Units 001723 Unknown Unknown NA
Fullgoal TC Flx Units 000634 Unknown Unknown NA
Xingyin PDB Sec Units 001960 Unknown Unknown NA
Yinhua Strategi Units 001728 Unknown Unknown NA
Yinhua Reverse Units 001729 Unknown Unknown NA
PING AN-UOB Xin Units Class -A- 001609 Unknown Unknown NA
Penghua Fund Management Co Ltd - Penghua SSE Privete-Owned Enterprises 50 Index ETF 510070 Unknown Unknown 0%
Cn Life AMP Stb Units Class -A- 001846 Unknown Unknown NA
ABC-CA Ind 4.0 Units 001606 Unknown Unknown NA
Chg Xn CSI Ene Units (LOF) 501002 Unknown Unknown NA
China Universal Units Class -A- (LOF) 501005 Unknown Unknown -4.45%
Gfund Xinxin Units 501000 Unknown Unknown -2.21%
Caitong Multi-S Units 501001 Unknown Unknown -1.41%
BOCOM CSI Units 164906 Unknown Unknown NA
Rgtg Crossover Units 001830 Unknown Unknown NA
Founder Fb MM Units Class -A- 730003 Unknown Unknown NA
Invesco Greatw MMIF Units Class A 260102 Unknown Unknown NA
CNAMC Xing He Units 500018 Unknown Unknown NA
ICBCCS Style In Units 001714 Unknown Unknown NA
SSE Ctl S-O E50 Units Creation Redemption 510061 Unknown Unknown NA
Chsh Agg BIEB Units 510182 Unknown Unknown NA
JIANGSU PROTRULY VISION TECHNOLOGY GROUP CO LTD 600074 Unknown Unknown NA
Huafu Money Mkt Fd Units 410002 Unknown Unknown NA
HuaAn An Yi Cap Units 001905 Unknown Unknown NA
UBS SDIC Jingxu Units Class -A- 001907 Unknown Unknown NA
Gt RF Stbl GFDM Units 501017 Unknown Unknown +0.35%
Cn Southern Cru Units 501018 Unknown Unknown +3.33%
HFT Investment Management Co. Ltd. - HFT SSE Investment Grade Convertible Bond and Exchangeable Bond ETF 511180 Unknown Unknown -0.72%
Everbright Pram Units Class -A- 001903 Unknown Unknown NA
HFT Investment Management Co. Ltd. - HFT SSE 5 Years Local Govt Bond Transt Open Index Sec Inv ETF 511060 Unknown Unknown +0.30%
Zhongrong CSI Units 168202 Unknown Unknown NA
Penghua HK Stk Units 501025 Unknown Unknown -1.26%
Caitong Multi-s Units 501026 Unknown Unknown -7.01%
Yinfeng Sec Inv Fd Reg Units 500058 Unknown Unknown NA
Fortune SG Units 501021 Unknown Unknown -4.89%
Yinhua Xinsheng Units 501022 Unknown Unknown -1.43%
Kerui Fd Units 500056 Unknown Unknown NA
Penghua CSI HK Units 501023 Unknown Unknown -3.94%
Henan Yinge Industrial Investment Co Ltd 600069 Unknown Unknown NA
Taikang Assets Management Ltd - Taikang CSI 500 ETF 515530 Unknown Unknown -3.97%
China International Fund Management Co Ltd - CIFM MSCI China A Exchnage Traded Fund 515770 Unknown Unknown -5.13%
Caitong Multi-S Units 501015 Unknown Unknown -6.08%
MeiDu Energy Corporation 600175 Unknown Unknown NA
HuaAn New Le xi Units 001800 Unknown Unknown NA
ChinaAMC Swift Units Class -A- 519800 Unknown Unknown NA
Yinhua Internet Units 001808 Unknown Unknown NA
CnAMC Inc Bao Units Class -A- 001929 Unknown Unknown NA
E Fund State-ow Units Class -A- 502007 Unknown Unknown 0%
E Fund State-ow Units Class -B- 502008 Unknown Unknown 0%
ChinaAMC State- Units Class -A- 001924 Unknown Unknown NA
Chgshng CSI SW Units Class -A- Stable Income 502014 Unknown Unknown 0%
Harvest Yuanhe Units 505888 Unknown Unknown NA
Chgshng CSI SW Units Class -B- Active Income 502015 Unknown Unknown 0%
Chang Xin CSI Units 502016 Unknown Unknown NA
Chang Xin CSI Units Class -A- 502017 Unknown Unknown NA
E Fund Sec Units 502010 Unknown Unknown -4.41%
E Fund Sec Units Class -A- Stable Income 502011 Unknown Unknown 0%
E Fund Sec Units Class -B- Active Income 502012 Unknown Unknown 0%
Chgshng CSI SW Units 502013 Unknown Unknown -3.15%
ChinaAMC Xinghe Units 519918 Unknown Unknown NA
Fullgoal Cons Units 519915 Unknown Unknown NA
Penghua Qianhai Units 184801 Unknown Unknown NA
Zhongrong Fund Management Co Ltd. - Zhongrong CSI 500 Trading Open Index Securities Investment Fund ETF 515550 Unknown Unknown -0.14%
JT Ruizhi Stabl Units 168101 Unknown Unknown NA
E Fund Nat Def Units 502003 Unknown Unknown +0.65%
E Fund Nat Def Units Class -A- Stable Income 502004 Unknown Unknown 0%
E Fund Nat Def Units Class -B- Active Income 502005 Unknown Unknown 0%
E Fund State-ow Units 502006 Unknown Unknown -4.52%
Western Leadbac Units 502000 Unknown Unknown -1.74%
Sinotrans Air Transportation Development Co Ltd 600270 Unknown Unknown NA
Western Leadbac Units Class -A- 502001 Unknown Unknown NA
Western Leadbac Units Class -B- 502002 Unknown Unknown NA
Cn South Jinli Units Class -A- 160128 Unknown Unknown NA
EBP Pra Cash Pw Units Class A 000210 Unknown Unknown NA
Bosera YuyingPu Units 001546 Unknown Unknown NA
SSE 180 High Units Exchange Traded Fund 510450 Unknown Unknown NA
UBS SDIC Emer Units 161219 Unknown Unknown NA
China Universal Units 001541 Unknown Unknown NA
CJHX SSE-HKEx-S Units 001662 Unknown Unknown NA
Guotai Internet Units 001542 Unknown Unknown NA
BOC Internet Units 001663 Unknown Unknown NA
CNAMC Stab GSI Units 519029 Unknown Unknown NA
Fortis Ht SIYBI Units 519023 Unknown Unknown NA
Fortis Haitong Units 519026 Unknown Unknown NA
Fortis Haitong Units 519025 Unknown Unknown NA
Tianhong SSE 50 Units Class -A- 001548 Unknown Unknown NA
Gt Jt Balanced Units 519020 Unknown Unknown NA
GT Jind Val Sel Units 519021 Unknown Unknown NA
Fullgoal CSI Units Class -B- 150316 Unknown Unknown NA
Fullgoal CSI Units Class -A- 150315 Unknown Unknown NA
CITICPRU CSI Sm Units Class -B- 150312 Unknown Unknown NA
CITICPRU CSI In Units Class -B- 150310 Unknown Unknown NA
CITICPRU CSI Sm Units Class -A- 150311 Unknown Unknown NA
INVESCO Great W Units 511890 Unknown Unknown NA
MS Hx DiverIn18 Units 001655 Unknown Unknown NA
Lombarda China Units 001776 Unknown Unknown NA
INVESCO Great W Units 001535 Unknown Unknown NA
Donghai CSI Soc Units 001899 Unknown Unknown NA
ICBCCS Harvest Units 001650 Unknown Unknown NA
DC Aggresive Gr Units 519017 Unknown Unknown NA
ICBCCS New Blue Units 001651 Unknown Unknown NA
China Southern Units 001772 Unknown Unknown NA
Fort SG Listed Units Class -B- 001893 Unknown Unknown NA
Franklin Seald Units Class A 000203 Unknown Unknown NA
First State Cin Units 001410 Unknown Unknown NA
CMF Fengqing Fl Units Class -A- 001773 Unknown Unknown NA
DC Jingyang Le Units 519019 Unknown Unknown NA
Fortune SG New A Units 162414 Unknown Unknown NA
Horizon Asset Management Co Ltd - Horizon SSE Securities Exchange Traded Fund 510200 Unknown Unknown -4.30%
Cn Uni Bal Gr M Units 519018 Unknown Unknown NA
Fortis Haitong Units 519013 Unknown Unknown NA
Shenji Group Kunming Machine Tool Co Ltd 600806 Unknown Unknown NA
Fortis HT BSFd Units Class No. 2 519015 Unknown Unknown NA
Zhongjia Reform Units 001537 Unknown Unknown NA
Star Lake Biosc (No Min.)Regd.Notes 2011-7.7.17 Step-up 122081 Unknown Unknown NA
Harvest CSI Fin Units 001539 Unknown Unknown NA
Fortis HT BSFd Units Class No. 1 519011 Unknown Unknown NA
ICBCCS CSI Envi Units Class -A- 150323 Unknown Unknown NA
ICBCCS CSI Envi Units Class -B- 150324 Unknown Unknown NA
HFT Investment Management Co. Ltd. - HFT CSI Hong Kong Connect Technology Exchange Traded Fund 513860 Unknown Unknown -6.68%
Harvest New sta Units Class -A- 001688 Unknown Unknown NA
ESSENCE Securit Units 511680 Unknown Unknown NA
Harfor Health R Units 001563 Unknown Unknown NA
Maxwealth Quan Units 001565 Unknown Unknown NA
ESSENCE New Imp Units Class -A- 001686 Unknown Unknown NA
BOCOM Guozheng Units Class -A- Stable Income 150217 Unknown Unknown NA
BOCOM Guozheng Units Class -B- Active Income 150218 Unknown Unknown NA
Rongtong CSI Na Units Class -B- 150336 Unknown Unknown NA
UBS SDIC Ruize Units Class -A- 150213 Unknown Unknown NA
UBS SDIC Ruize Units Class -B- 150214 Unknown Unknown NA
Rongtong CSI Na Units Class -A- 150335 Unknown Unknown NA
China Southern Units Class -A- 001570 Unknown Unknown NA
Cn Southern HK Units 001691 Unknown Unknown NA
Orient Stb Inc Units Class -A- 001450 Unknown Unknown NA
China Southern Units 001692 Unknown Unknown NA
Huatai Asset Management Company Ltd - Huatai Zijin Tiantian jin Exchange Traded Money Market Fund A 511670 Unknown Unknown 0.0%
BOC Strategic E Units 001677 Unknown Unknown NA
Harvest Emer Mk Units Class -A1- 000342 Unknown Unknown NA
QHKY China Scar Units 001679 Unknown Unknown NA
CICC Fund Management Co Ltd - CICC MSCI China A International Quality Index Exchange Trader Fund 515910 Unknown Unknown -8.66%
China Life AMP Units 001672 Unknown Unknown NA
UBS SDIC Ruiyin Units 161225 Unknown Unknown NA
Hongta Hotland Units Class -A- 001673 Unknown Unknown NA
UBS SDIC New Units 161224 Unknown Unknown NA
UBS SDIC Ruifu Units (LOF) 161227 Unknown Unknown NA
Jiangxin Tongfu Units Class -A- 001675 Unknown Unknown NA
China Universal Units Class -A- 001796 Unknown Unknown NA
UBS SDIC Silver Units (LOF) 161226 Unknown Unknown NA
Fullgoal Tianbo Units 519035 Unknown Unknown NA
HFT Solid Gain Units 519030 Unknown Unknown NA
Fortis Haitong Units 519033 Unknown Unknown NA
HFT SSE 100 Ind Units 519032 Unknown Unknown NA
Penghua CSI Bk Units Class -B- Active Income 150228 Unknown Unknown NA
Bosera CSI 800 Units Class -Active Income- 150226 Unknown Unknown NA
Penghua CSI Bk Units Class -A- Stable Income 150227 Unknown Unknown NA
Bosera CSI 800 Units Class -Stable Income- 150225 Unknown Unknown NA
Rongtong CSI Al Units Class -A- 150343 Unknown Unknown NA
Rongtong CSI Al Units Class -B- 150344 Unknown Unknown NA
New Cn Xin Ret Units 001682 Unknown Unknown NA
Hongde Vision R Units 001500 Unknown Unknown NA
CMF Fengyu Flex Units Class -A- 001501 Unknown Unknown NA
CIB State-owned Units 001623 Unknown Unknown NA
Bx Rf NGFDM Units 001866 Unknown Unknown NA
Orient Jinyuan Units 001987 Unknown Unknown NA
SSE 180 Units Creation Redemption 510011 Unknown Unknown NA
FUANDA Health Units 001861 Unknown Unknown NA
China Southern Fund Management Co Ltd - CSI 500 Industrial Index ETF Fund 512310 Unknown Unknown 0%
GF Baifa Big Da Units Class -A- 001741 Unknown Unknown NA
Fullgoal New Im Units Class -A- 001508 Unknown Unknown NA
Cn Uni Gr Focus Units 519068 Unknown Unknown NA
Cn Uni Val Slct Units 519069 Unknown Unknown NA
Wanjia Sta EYBS Units Class A 519186 Unknown Unknown NA
Guotai Central Units 001626 Unknown Unknown NA
INVESCO GW Units Class -A- 001506 Unknown Unknown NA
Cn Uni B-S FDMS Units 519066 Unknown Unknown NA
CMF Leisure Spo Units 001628 Unknown Unknown NA
Wanjia Select M Units 519185 Unknown Unknown NA
Wj Doub Eng FAM Units 519183 Unknown Unknown NA
Wanjia 180 Ind Sec Units 519180 Unknown Unknown NA
Wanjia Har Gth BSIF Units 519181 Unknown Unknown NA
ICBC Cr Suisse Units 164808 Unknown Unknown NA
BOC Sheng Li Units 163824 Unknown Unknown NA
GF Baifa Big Da Units Class -A- 001734 Unknown Unknown NA
SSE Corp Bd ETF Units Exchange Traded Fund 511210 Unknown Unknown NA
Xingyin BHFDMS Units 001730 Unknown Unknown NA
China Southern Fund Management Co Ltd - CSI 500 Health Care Open-end Index ETF 512300 Unknown Unknown 0%
Zhongrong Ronga Units 001739 Unknown Unknown NA
CJHX Jucai Capi Units 001977 Unknown Unknown NA
Lombarda China Units 001615 Unknown Unknown NA
Harvest Environ Units 001616 Unknown Unknown NA
CCB Anxin Princ Units 001858 Unknown Unknown NA
Bosera New Stra Units Class -A- 001522 Unknown Unknown NA
HSBC Jintrt Chi Units -Class A- 001643 Unknown Unknown NA
INVES GW CSI800 Units 512210 Unknown Unknown NA
CIFM Medical & Units 001766 Unknown Unknown NA
HFT Investment Management Co. Ltd. - HFT CSI Short Term Note 50 Exchange Traded Fund 511360 Unknown Unknown +0.05%
GF Anhng Return Units Class -A- 001761 Unknown Unknown NA
Fullgoal Absolu Units 001641 Unknown Unknown NA
GT TX Fx Hyb Sc Units 160220 Unknown Unknown NA
New Cn Sel Gr Units 519089 Unknown Unknown NA
E Fund Ruihui Units 001769 Unknown Unknown NA
Lion Advanced M Units 001528 Unknown Unknown NA
New Cn SBCSI Units 519087 Unknown Unknown NA
Tebon Deli Money Market Fund A 000300 Unknown Unknown NA
Hotland Innovat Units 001753 Unknown Unknown NA
Guotai Com All Units 160216 Unknown Unknown NA
Fortis Haitong Investment Management Co.Ltd - Fortis Haitong HFT SSE Cyclical Industry ETF 511230 Unknown Unknown 0%
MWQ Mixed Seed Units Class -F- 001754 Unknown Unknown NA
Lion Fund Management Co Ltd - Lion Fund SSE Emerging Industries ETF Index Fund 510260 Unknown Unknown NA
ICBCCS Pr Db Bd Units 164814 Unknown Unknown NA
INVESCO Great Units 001750 Unknown Unknown NA
HUASHANG Credit Units Class -A- 001751 Unknown Unknown NA
Bosera Yutai Pu Units 001993 Unknown Unknown NA
Cn Uni Ench IBS Units Class A 519078 Unknown Unknown NA
GTJA All Shgli Units 162510 Unknown Unknown NA
Bosera Anrong 1 Units 001999 Unknown Unknown NA
CITICPRU CSI In Units Class -A- 150309 Unknown Unknown NA
Wj QLFDMSI Units 519195 Unknown Unknown NA
Fullgoal CSI Sp Units Class -B- 150307 Unknown Unknown NA
Fullgoal CSI Sp Units 150308 Unknown Unknown NA
China Life AMP Units Class -A- 150305 Unknown Unknown NA
ABC-CA Money Mk Units Class A 660007 Unknown Unknown NA
China Life AMP Units Class -B- 150306 Unknown Unknown NA
HuaAn GEM 50 Units Class -A- Stable Income 150303 Unknown Unknown NA
HuaAn GEM 50 Units Class -B- Active Income 150304 Unknown Unknown NA
HuaAn All-sh Units Class -A- Stable Income 150301 Unknown Unknown NA
HuaAn All-sh Units Class -B- Active Income 150302 Unknown Unknown NA
HuaAn CSI Units Class -B- Active Income 150300 Unknown Unknown NA
Penghua New Ene Units Class -B- Active Income 150280 Unknown Unknown NA
Changsheng CSI Units Class -A- Stable Income 150281 Unknown Unknown NA
Zhuhai Boyuan Investment Co Ltd 600656 Unknown Unknown NA
Dahua Group Dalian Chemical Industry Co Ltd 900951 Unknown Unknown NA
Galaxy Yinx Tl BIFd Units A 519667 Unknown Unknown NA
Zhongrong New E Units Class -A- 001387 Unknown Unknown NA
Galaxy Competit Units 519668 Unknown Unknown NA
Galaxy Yinx Tl BIFd Units B 519666 Unknown Unknown NA
DaCh SH&SZ 300 IIFd Units 519300 Unknown Unknown NA
CITIC-Pr Fin Id Units Class B 150158 Unknown Unknown NA
Penghua New Ene Units Class -A- Stable Income 150279 Unknown Unknown NA
Penghua High-sp Units Class -A- Stable Income 150277 Unknown Unknown NA
CITIC-Pr Fin Id Units Class A 150157 Unknown Unknown NA
Penghua High-sp Units Class -B- Active Income 150278 Unknown Unknown NA
ZH HuiFeng Units Class B 150154 Unknown Unknown NA
Zhongrong Fund Management Co Ltd. - Zhongrong Day Ying Exchange Traded Money Market Fund 511930 Unknown Unknown 0%
Weinan Urban (6 % - 7 %) Regd.Notes 2011-8.6.17 Step-up 122804 Unknown Unknown NA
CMF Guozheng Bi Units Class -A- Stable Income 150271 Unknown Unknown NA
CMF Guozheng Bi Units Class -B- Active Income 150272 Unknown Unknown NA
Cn Universa HSI Units Class B 150170 Unknown Unknown NA
Zhongrong CSI Units Class -B- 150290 Unknown Unknown NA
Da Cheng Cash Units Class -A- 519898 Unknown Unknown NA
Da Cheng Cash Units Class -B- 519899 Unknown Unknown NA
Glx Fengli PDB Units 519654 Unknown Unknown NA
Gs Cap Jinyuan Units Class A 620010 Unknown Unknown NA
ChangAn MM Sec Units Class -A- 740601 Unknown Unknown NA
Cn Universa HSI Units Class -A- 150169 Unknown Unknown NA
Zhongrong CNI Units Class -B- 150288 Unknown Unknown NA
Zhongrong CSI Units Class -A- 150289 Unknown Unknown NA
E Fund Money Mkt Fd Units Class -E- 511800 Unknown Unknown -0.05%
Zhongrong CNI Units Class -A- 150287 Unknown Unknown NA
SWS CSI SW Units Class -B- 150284 Unknown Unknown NA
MS Ryl Cash Inc Units Class -A- 690010 Unknown Unknown NA
Changsheng CSI Units Class -B- Active Income 150282 Unknown Unknown NA
SWS CSI SW Units Class -A- 150283 Unknown Unknown NA
Penghua Hongan Units Class -A- 002018 Unknown Unknown NA
Shanghai Potevio Co Ltd 900930 Unknown Unknown NA
Tianhong Yu E B Units 000198 Unknown Unknown NA
Huatai-PB MM Units A Class A 460006 Unknown Unknown NA
FirstTr TianT IOsIF A Units 290001 Unknown Unknown NA
AXA SPDB DayYin Units Class A 519566 Unknown Unknown NA
BOCOM Sch Sel M Units 519688 Unknown Unknown NA
BOCOM Sch SSE Units 519686 Unknown Unknown NA
BOCOM Schroders Units 519683 Unknown Unknown NA
BK Com Schr EYB Units 519682 Unknown Unknown NA
BK Com Schr EYB Units 519680 Unknown Unknown NA
CnAMC CSI 500 Units 001052 Unknown Unknown NA
HuaAn CSI Units Class -A- Stable Income 150299 Unknown Unknown NA
SSE Mat Sec Units Exchange Traded Fund 510620 Unknown Unknown NA
China Southern Units Class -A- Stable Income 150297 Unknown Unknown NA
China Southern Units Class -B- Active Income 150298 Unknown Unknown NA
New China Fund Management Co. Ltd. - New China MSCI China A Inclusion Index ETF 512920 Unknown Unknown -3.28%
HSBC Jintrust Units Class -A- 540011 Unknown Unknown NA
High-speed Rail Units Class -A- Stable Income 150293 Unknown Unknown NA
High-speed Rail Units Class -B- Active Income 150294 Unknown Unknown NA
Hareon Solar Technology Co Ltd 600401 Unknown Unknown NA
PH CSI 800 Est Units Class A 150192 Unknown Unknown NA
PH CSI 800 Est Units Class B 150193 Unknown Unknown NA
CCB Precision M Units 001397 Unknown Unknown NA
Zhonghai Money Units Class A 392001 Unknown Unknown NA
Galaxy Consumpt Units 519678 Unknown Unknown NA
Dalian Dafu Enterprises Holdings Co Ltd 600747 Unknown Unknown NA
Galaxy Dingtou Units 519677 Unknown Unknown NA
Galaxy Ind Sele Units 519670 Unknown Unknown NA
SSE Ene Sec ETF Units Exchange Traded Fund 510610 Unknown Unknown NA
SWS CSI Nat Def Units Class B 150187 Unknown Unknown NA
SWS CSI Nat Def Units Class A 150186 Unknown Unknown NA
Tianhong CSI 80 Units Class -A- 001588 Unknown Unknown NA
GF Reform Vangu Units 001468 Unknown Unknown NA
Gld Eagle Yuan Units 162108 Unknown Unknown NA
ChinaAMC MMF Units Class -A- 288101 Unknown Unknown NA
UBS SDIC New Vi Units Class -A- 001584 Unknown Unknown NA
Tianhong CSI 10 Units Class -A- 001586 Unknown Unknown NA
BK Com Schro MM Units 519588 Unknown Unknown NA
BK Com Schro MM Units 519589 Unknown Unknown NA
CS Zhongz 100 ISIFd Units 519100 Unknown Unknown NA
Pghua Environ Units Class -A- 150237 Unknown Unknown NA
Pghua Environ Units Class -B- 150238 Unknown Unknown NA
SWS CSI SW Medi Units Class -A- Stable Income 150233 Unknown Unknown NA
Xinyu City Cons (6 1/2 % min./7 1/2 % max.) Regd.Notes 2011-11.1.18 Variable Rate 122849 Unknown Unknown NA
SWS CSI SW Medi Units Class -B- Active Income 150234 Unknown Unknown NA
SWS CSI SW Elec Units Class -A- Stable Income 150231 Unknown Unknown NA
CCB High Sec Units 001473 Unknown Unknown NA
SWS CSI SW Elec Units Class -B- Active Income 150232 Unknown Unknown NA
Tianhong CSI En Units Class -A- 001590 Unknown Unknown NA
Huatai-PB China Units Class -A- 001456 Unknown Unknown NA
Harvest Low Pri Units 001577 Unknown Unknown NA
GF All-Sh CSETF A Units 001458 Unknown Unknown NA
GF All-Sh RMETF A Units 001459 Unknown Unknown NA
Hongde Honfu Units 001695 Unknown Unknown NA
CR Yuanta Stb Units Class -A- 001212 Unknown Unknown NA
Lionfund CSI500 Units 510520 Unknown Unknown NA
BOCOM Sch Pio Units 519698 Unknown Unknown NA
CIFM Money Mk Units Class -A- 370010 Unknown Unknown NA
BOCOM Schro GS Units 519696 Unknown Unknown NA
BOCOM Sch BC M Units 519694 Unknown Unknown NA
ICBC Cr Suisse MMFd Units 482002 Unknown Unknown NA
BOCOM Sch Gr M Units 519692 Unknown Unknown NA
BOCOM Sta All CSIFd Units Class -A- 519690 Unknown Unknown NA
CMF CSI Bank Units Class -A- Stable Income 150249 Unknown Unknown NA
Pnghua move Units Class -B- 150246 Unknown Unknown NA
Penghua Growth Units Class -B- Active Income 150244 Unknown Unknown NA
Pnghua move Units Class -A- 150245 Unknown Unknown NA
Da Cheng Jinghu Units Class -A- 001582 Unknown Unknown NA
ESSENCE New Nor Units 001583 Unknown Unknown NA
Penghua Growth Units Class -A- Stable Income 150243 Unknown Unknown NA
GW Jiufu Core Units (LOF) 162006 Unknown Unknown NA
CITIC Pru Shuan Units 165517 Unknown Unknown NA
Yinhua Fund Management Co Ltd - Yinhua SSE 50 Equal Weight Index ETF 510430 Unknown Unknown 0%
Founder Fubon Fund Management Co. Ltd. - Founder Fubon CSI 500 ETF 510550 Unknown Unknown -3.62%
Fortis Haitong Units 519005 Unknown Unknown NA
Baoying Superio Units 001487 Unknown Unknown NA
Tebon Cash Bao E Units 511760 Unknown Unknown NA
CN Uni Sel Comb SIF Units 519008 Unknown Unknown NA
Fortis HaiT FRCSIFd Units 519007 Unknown Unknown NA
Yinhua Core Val Units 519001 Unknown Unknown NA
AXA SPDB 6Mths Units Class -C- 519122 Unknown Unknown NA
Fortis Haito Inc Fd Units 519003 Unknown Unknown NA
AXA SPDB Quart Units Class -C- 519124 Unknown Unknown NA
E Fund M&A Rest Units Class A -Stable Income- 150259 Unknown Unknown NA
E Fund Biologic Units Class A -Stable Income- 150257 Unknown Unknown NA
SWS Inc Box Mon Units Class -A- 310338 Unknown Unknown NA
E Fund Biologic Units Class B -Active Income- 150258 Unknown Unknown NA
Tianhong New Vi Units 001250 Unknown Unknown NA
E Fund Bank Idx Units Class A -Stable Income- 150255 Unknown Unknown NA
E Fund Bank Idx Units Class B -Active Income- 150256 Unknown Unknown NA
Harvest CSI Con Units 512600 Unknown Unknown -10.79%
CMF CSI Coal Units Class -A- Stable Income 150251 Unknown Unknown NA
CMF CSI Coal Units Class -B- Active Income 150252 Unknown Unknown NA
CMF CSI Bank Units Class -B- Active Income 150250 Unknown Unknown NA
CMF CSI Liquor Units Class -B- Active Income 150270 Unknown Unknown NA
Fort SG Listed Units Class -A- 511990 Unknown Unknown 0.0%
AXA SPDB Happy Units Class -B- 519119 Unknown Unknown NA
AXA SPDB CSI300 Units 519116 Unknown Unknown NA
AXA SPDB Bonus Units 519115 Unknown Unknown NA
CMF Fengrong Fl Units Class -A- 001597 Unknown Unknown NA
BOC SO Enter Units 001235 Unknown Unknown NA
SSE 180 Equal Units 510420 Unknown Unknown NA
AXA SPDB OYBI Units Class C 519112 Unknown Unknown NA
AXA SPDB OYBI Units 519111 Unknown Unknown NA
AXA SPDB Exquis Units 519113 Unknown Unknown NA
CCB SSE Social Units 530010 Unknown Unknown NA
AXA SPDB Value Units Class -A- 519110 Unknown Unknown NA
Everbr Pra Mon Mkt Units 360003 Unknown Unknown NA
Bosera Bk Units Class -B- Active Income 150268 Unknown Unknown NA
CCB Princip Mon Mkt A Units 530002 Unknown Unknown NA
CMF CSI Liquor Units Class -A- Stable Income 150269 Unknown Unknown NA
CIFM Emerging S Units 001482 Unknown Unknown NA
Bosera Bk Units Class -A- Stable Income 150267 Unknown Unknown NA
Fortune SG CSI Units Class -B- Active Income 150264 Unknown Unknown NA
Great Wall Jiuh Units 001363 Unknown Unknown NA
Fortune SG CSI Units Class -A- Stable Income 150263 Unknown Unknown NA
E Fund M&A Rest Units Class B -Active Income- 150260 Unknown Unknown NA
BOCOM Schr AMM Units 519704 Unknown Unknown NA
Chg Xin Li-bao Units 519947 Unknown Unknown NA
BOCOM Schr LTM Units 519702 Unknown Unknown NA
Chang Xin FuAn Units Class -A- 519945 Unknown Unknown NA
Bocom Schr Dyna Units 519700 Unknown Unknown NA
Zhejiang Zheshang Securities Asset Management Co. Ltd. - Zheshang Huijin CSI Zhejiang Phoenix Action 50 ETF 512190 Unknown Unknown -6.06%
FS Cinda Stable Units 166105 Unknown Unknown NA
ICBC CS Stb Gr Units Class -A- 481004 Unknown Unknown NA
Da Cheng CSI In Units 502036 Unknown Unknown 0%
Da Cheng CSI In Units Class -A- Stable Income 502037 Unknown Unknown 0%
Da Cheng CSI In Units Class -B- Active Income 502038 Unknown Unknown 0%
Zhonghai CSI Hi Units Class -B- Active Income 502032 Unknown Unknown NA
Zhonghai CSI Hi Units 502030 Unknown Unknown NA
Zhonghai CSI Hi Units Class -A- Stable Income 502031 Unknown Unknown NA
CS Tongqing CSI Units 160806 Unknown Unknown NA
Chgsh Tgzh SGM Units (LOF) 160805 Unknown Unknown NA
Zhonghai Enhanc Units Class A 395011 Unknown Unknown NA
Chang Xin CSI Units Class -B- 502018 Unknown Unknown NA
Penghua FERROUS Units Class -B- 502025 Unknown Unknown 0%
Penghua New Sil Units 502026 Unknown Unknown NA
Founder Fubon Units 167301 Unknown Unknown NA
Penghua New Sil Units Class -A- 502027 Unknown Unknown NA
Penghua New Sil Units Class -B- 502028 Unknown Unknown NA
Gfund SSE 50 Units Class -A- Stable Income 502021 Unknown Unknown NA
Cq Dacheng Asse (5.78 % min./6.78 % max.) Regd.Notes 2010-2.6.17 Step-up 122870 Unknown Unknown NA
Gfund SSE 50 Units Class -B- Active Income 502022 Unknown Unknown NA
Penghua FERROUS Units 502023 Unknown Unknown -2.97%
Penghua FERROUS Units Class -A- 502024 Unknown Unknown 0%
ChinaAMC SHS 50 Units 501050 Unknown Unknown -5.62%
DC Ind Upgrade Units 160919 Unknown Unknown NA
Gfund SSE 50 Units 502020 Unknown Unknown -5.87%
Harv Swift Cash Units Class A 519808 Unknown Unknown NA
Lion Money Mkt SIF Units Class A 320002 Unknown Unknown NA
ESSENCE Cash Units Class A 750006 Unknown Unknown NA
Health Biomed Co Ltd 601206 Unknown Unknown NA
Fortis Htg COSI Units 519601 Unknown Unknown NA
Founder Fubon Fund Management Co. Ltd. - Founder Fubon SHSE-SZSE 300 Index Exchange Traded Fund 515360 Unknown Unknown -5.33%
GF CSI Medical Units Class -B- Active Income 502058 Unknown Unknown 0%
Changsheng CSI Units Class -A- 502054 Unknown Unknown 0%
Huashang Cash Units Class -A- 630012 Unknown Unknown NA
Changsheng CSI Units Class -B- 502055 Unknown Unknown 0%
GF CSI Medical Units 502056 Unknown Unknown -5.43%
GF CSI Medical Units Class -A- Stable Income 502057 Unknown Unknown 0%
E Fd SSE 50 Ind Units Class -Active Income- 502050 Unknown Unknown 0%
BEIJING HOMYEAR CAPITAL HOLDINGS CO LTD 600240 Unknown Unknown NA
Changsheng CSI Units 502053 Unknown Unknown -3.43%
Da Cheng SZSE Units 159943 Unknown Unknown NA
Sinovel Wind Group Co Ltd 601558 Unknown Unknown NA
CR Yuanta SME Units 159942 Unknown Unknown NA
Nasdaq-100 Units 159941 Unknown Unknown NA
Chang Xin Fumin Units 519955 Unknown Unknown NA
Chang Xin Fuhai Units 519953 Unknown Unknown NA
GF CSI All-Shar Units 159946 Unknown Unknown NA
BOCOM Sch ACM Units 519712 Unknown Unknown NA
GF All-S Ene Units 159945 Unknown Unknown NA
GF All-S Raw Units 159944 Unknown Unknown NA
BOCOM Schr Ron Units 519710 Unknown Unknown NA
Minsheng Royal Fund Management Co. Ltd - Minsheng Royal Shanghai and Shenzhen 300 Tra Open Ind Sec Inv ETF 515350 Unknown Unknown -5.22%
Cnature Tian De Units 350004 Unknown Unknown NA
First Seafront Fund Management Co. Ltd - Qianhai Kaiyuan CSI 500 And Other Weight Trading Open Index Sec In ETF 515590 Unknown Unknown -3.66%
E Fd SSE 50 Ind Units 502048 Unknown Unknown -5.78%
E Fd SSE 50 Ind Units Class -Stable Income- 502049 Unknown Unknown 0%
Changsheng SSE Units 502040 Unknown Unknown -5.34%
Changsheng SSE Units Class -A- Stable Income 502041 Unknown Unknown 0%
Changsheng SSE Units Class -B- Active Income 502042 Unknown Unknown 0%
BOCOM Schroders Units 519706 Unknown Unknown NA
Fortis HaiT Mon Mkt Units Class B 519506 Unknown Unknown NA
Fortis HaiT Mon Mkt Units Class A 519505 Unknown Unknown NA
Chang Xin LBI Units 519989 Unknown Unknown NA
Chang Xin Heng Units 519987 Unknown Unknown NA
Chang Xin S&M Units 519985 Unknown Unknown NA
Chang Xin Quan Units 519983 Unknown Unknown NA
Taikang Assets Management Ltd - Taikang CSI 300 Trading Open Index Securities Investment Fund 515380 Unknown Unknown -5.80%
SJEC Corporation 601313 Unknown Unknown -7.30%
GF Cash Power Units Class A 519858 Unknown Unknown NA
Chang Xin Dom Units 519979 Unknown Unknown NA
YiMin Money Mkt Fd Units 560001 Unknown Unknown NA
BOCOM Schroders Units Class A 519733 Unknown Unknown NA
GF Money Mkt Sc Units 270004 Unknown Unknown NA
CX Pure Dbt 1Yr Units Class A 519973 Unknown Unknown NA
ESSENCE BB Secs Units (LOF) 167501 Unknown Unknown NA
ICBCCS Anxin In Units Class -B- 519887 Unknown Unknown NA
ICBCCS Anxin In Units Class -A- 519886 Unknown Unknown NA
BOCOM Yutong Pu Units Class -A- 519762 Unknown Unknown NA
CITIC-Pru MM Units Class A 550010 Unknown Unknown NA
Harvest SZSE Units Exchange Traded Funds 159919 Unknown Unknown NA
Shanghai Potevio Co Ltd 600680 Unknown Unknown NA
SSE Mrkt Value Units Exchange Traded Fund 510700 Unknown Unknown NA
Soochow Money Units Class A 583001 Unknown Unknown NA
Huatai-PB Stabl Units Class A 519519 Unknown Unknown NA
CN Uni Money Mkt Fd Units 519517 Unknown Unknown NA
CN Uni Money Mkt Fd Units 519518 Unknown Unknown NA
CnLife AMP Real Units Class A 519878 Unknown Unknown NA
Chang Xin IIOeSIF Units Class A 519999 Unknown Unknown NA
BOCOM Fengshuo Units Class -C- 519758 Unknown Unknown NA
Chang Xin Yinli Units 519997 Unknown Unknown NA
Wanjia Day Xin Units 519511 Unknown Unknown NA
Chang Xin Jinli Units 519995 Unknown Unknown NA
Chang Xin Incr Units 519993 Unknown Unknown NA
AXA SPDB MM Units Class B 519510 Unknown Unknown NA
CX Shuangli SFD Units 519991 Unknown Unknown NA
CN Sth Sust Gwth Eq Units Class No. 1 202001 Unknown Unknown 0%
Orient Gold Ac Units Class A 400005 Unknown Unknown NA
Harfor Hengli Units Class -A- 001086 Unknown Unknown NA
Ji Lin Ji En Nickel Industry Co Ltd 600432 Unknown Unknown NA
WJ Money Mkt Units Class A 519508 Unknown Unknown NA
AXA SPDB MM Units Class A 519509 Unknown Unknown NA